Chuang, Terry Kuo-Chang
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lion Global Financial Limited | Rep | Advising on securities | 2006-09-06 | 2009-11-03 | Rep | Asset management | 2008-11-06 | 2009-11-03 |
| 2 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2006-03-31 | 2006-07-31 |
| 3 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2005-03-10 | 2006-03-16 |
| 4 | Waterland Securities (HK) Company Limited | Rep | Advising on securities | 2009-12-16 | 2010-01-15 | Rep | Dealing in securities | 2010-01-08 | 2010-01-15 |
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