Chiu, Philip Pit Lap 趙必立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-03-07 | 2008-10-27 | Rep | Dealing in securities | 2006-03-07 | 2008-10-27 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-02-22 | 2006-02-06 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-02-22 | 2006-02-06 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-05 | 2008-10-27 | Rep | Dealing in securities | 2008-06-05 | 2008-10-27 | Rep | Advising on futures contracts | 2008-06-24 | 2008-10-27 | Rep | Advising on securities | 2008-06-24 | 2008-10-27 |
| 5 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2022-04-08 | Rep | Dealing in securities | 2022-04-08 |
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