Chan, Leo Chi Fung 陳志峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2007-09-03 | 2011-09-08 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-07-07 | 2007-07-20 | Rep | Dealing in securities | 2006-08-09 | 2007-07-20 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-23 | 2015-05-01 | Rep | Advising on securities | 2015-04-23 | 2015-05-01 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2015-04-23 | 2015-05-01 |
| 5 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2011-12-09 | 2015-05-01 | Rep | Advising on securities | 2011-12-09 | 2015-05-01 | Rep | Dealing in securities | 2011-12-09 | 2015-05-01 |
| 6 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-04-04 | 2006-06-10 |
| 7 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2005-04-04 | 2006-06-10 |
| 8 | LY CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-05-16 | 2016-06-28 | Rep | Dealing in securities | 2016-05-16 | 2016-06-28 | RO | Advising on corporate finance | 2016-06-28 | 2017-10-14 | RO | Dealing in securities | 2016-06-28 | 2017-10-14 |
| 9 | Red Solar Capital Limited | RO | Advising on corporate finance | 2017-10-17 | RO | Dealing in securities | 2017-10-17 |
| 10 | VBG Capital Limited | Rep | Advising on corporate finance | 2015-06-12 | 2015-07-15 | Rep | Dealing in securities | 2015-06-12 | 2015-07-15 | RO | Advising on corporate finance | 2015-07-15 | 2016-04-30 | RO | Dealing in securities | 2015-07-15 | 2016-04-30 |
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