Zhou, Chen (SFC:BJM385) 周宸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-06-12 | 2018-05-11 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2018-06-28 | 2020-03-13 | Rep | Advising on securities | 2018-06-28 | 2020-03-13 | Rep | Dealing in securities | 2018-06-28 | 2020-03-13 |
3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2018-06-28 | 2020-03-13 | Rep | Advising on securities | 2018-06-28 | 2020-03-13 | Rep | Dealing in securities | 2018-06-28 | 2020-03-13 |
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