Lee, Tien Soon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2019-01-31 | 2019-09-04 | Rep | Dealing in securities | 2019-01-31 | 2019-09-04 | RO | Advising on securities | 2019-09-04 | 2022-06-17 | RO | Dealing in securities | 2019-09-04 | 2022-06-17 |
| 2 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2022-08-26 | 2022-09-19 | Rep | Dealing in securities | 2022-08-26 | 2022-09-19 | RO | Advising on securities | 2022-09-19 | RO | Dealing in securities | 2022-09-19 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-06-12 | 2017-06-16 | Rep | Dealing in securities | 2017-06-12 | 2017-06-16 | Rep | Advising on securities | 2017-08-29 | 2017-08-29 | Rep | Dealing in securities | 2017-08-29 | 2017-08-29 | Rep | Advising on securities | 2017-11-17 | 2017-11-22 | Rep | Dealing in securities | 2017-11-17 | 2017-11-22 | Rep | Advising on securities | 2018-03-15 | 2018-03-23 | Rep | Dealing in securities | 2018-03-15 | 2018-03-23 | Rep | Advising on securities | 2018-04-04 | 2018-04-11 | Rep | Dealing in securities | 2018-04-04 | 2018-04-11 | Rep | Advising on securities | 2018-07-09 | 2018-07-13 | Rep | Dealing in securities | 2018-07-09 | 2018-07-13 | Rep | Advising on securities | 2018-09-06 | 2018-09-13 | Rep | Dealing in securities | 2018-09-06 | 2018-09-13 |
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