Bennett, Alex John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABN AMRO Clearing Hong Kong Limited | RO | Dealing in futures contracts | 2018-05-03 | RO | Dealing in securities | 2018-05-03 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-03-03 | 2009-11-05 | Rep | Automated trading services | 2008-11-07 | 2009-11-05 | Rep | Dealing in futures contracts | 2008-11-07 | 2009-11-05 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2006-04-20 | 2008-11-24 | Rep | Dealing in futures contracts | 2006-04-20 | 2008-11-24 |
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