Wood, Malcolm Ross John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2015-11-13 | 2015-11-17 | Rep | Dealing in securities | 2015-11-13 | 2015-11-17 |
2 | Minerva Capital Management Limited | Rep | Asset management | 2009-11-30 | 2010-06-23 |
3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2005-03-04 | 2009-02-13 | Rep | Dealing in securities | 2005-03-04 | 2009-02-13 |
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