Tan, Cheng Soon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Dealing in securities | 2019-02-25 | 2019-02-27 |
| 2 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2005-03-24 | 2010-07-26 | Rep | Asset management | 2005-03-24 | 2010-07-26 | RO | Advising on futures contracts | 2005-03-24 | 2010-07-26 | Rep | Dealing in securities | 2005-07-29 | 2010-07-26 |
| 3 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on securities | 2005-03-24 | 2010-07-26 | Rep | Asset management | 2005-03-24 | 2010-07-26 | Rep | Dealing in securities | 2005-03-24 | 2010-07-26 | RO | Advising on futures contracts | 2005-03-24 | 2010-07-26 |
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