Chan, Chor Kiu 陳楚翹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2014-12-23 | 2017-08-21 | Rep | Asset management | 2014-12-23 | 2017-08-21 |
| 2 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-11-02 | 2012-12-06 | Rep | Dealing in futures contracts | 2014-12-23 | 2017-08-21 |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Asset management | 2011-11-02 | 2012-12-06 | Rep | Dealing in securities | 2011-11-02 | 2012-12-06 | Rep | Asset management | 2014-12-23 | 2017-08-21 | Rep | Dealing in securities | 2014-12-23 | 2017-08-21 |
| 4 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2005-04-12 | 2006-09-15 |
| 5 | WM (HK) Limited | Rep | Advising on securities | 2006-12-08 | 2009-07-31 |
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