Chan, Chieh-Mi (SFC:ALU162)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-03-09 | 2005-11-22 | Rep | Dealing in futures contracts | 2005-05-18 | 2005-11-22 | RO | Advising on futures contracts | 2005-11-22 | 2009-04-02 | RO | Advising on securities | 2005-11-22 | 2009-04-02 | RO | Dealing in securities | 2005-11-22 | 2009-04-02 | RO | Dealing in futures contracts | 2005-11-22 | 2009-04-23 | Rep | Advising on futures contracts | 2009-04-02 | 2009-07-01 | Rep | Advising on securities | 2009-04-02 | 2009-07-01 | Rep | Dealing in securities | 2009-04-02 | 2009-07-01 | Rep | Dealing in futures contracts | 2009-04-23 | 2009-07-01 |
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