Li, Joseph Chun Kit 李駿傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-11 | 2005-07-19 | Rep | Dealing in securities | 2005-03-11 | 2005-07-19 |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2005-08-15 | 2008-06-30 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2012-08-30 | 2013-04-05 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-09-03 | 2021-03-04 | Rep | Dealing in securities | 2019-09-03 | 2021-03-04 | Rep | Dealing in futures contracts | 2020-09-29 | 2021-03-04 |
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