Kwok, Sigismund Sung Chi 郭頌基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-03-11 | 2006-08-01 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-03-11 | 2006-08-01 |
| 3 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2006-08-10 | 2011-09-15 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-11-08 | 2013-11-09 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2005-03-11 | 2006-08-01 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2005-03-11 | 2006-08-01 |
| 7 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on securities | 2006-08-10 | 2011-09-15 |
| 8 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-03-11 | 2006-08-01 |
| 9 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-03-11 | 2006-08-01 |
| 10 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-15 | 2011-09-15 |
| 11 | RBS Asia Corporate Finance Limited | Rep | Dealing in securities | 2011-11-08 | 2013-11-09 |
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