Tang, John Him 鄧謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2010-09-01 | 2011-06-30 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-04-16 | 2015-07-07 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-04-16 | 2015-07-07 |
| 4 | LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2017-01-06 | 2018-04-27 |
| 5 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-07-14 | 2018-04-27 |
| 6 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-07-14 | 2018-04-27 | Rep | Advising on securities | 2015-08-19 | 2018-04-27 | Rep | Asset management | 2015-08-19 | 2018-04-27 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-06-01 | 2005-07-07 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-03-14 | 2005-07-07 |
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