Ip, Barry Heung Wing 葉向榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-05-08 | 2018-03-23 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-21 | 2018-03-23 |
| 3 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-04-04 | 2018-06-29 | RO | Dealing in futures contracts | 2018-06-29 | 2019-02-26 |
| 4 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2018-04-04 | 2019-02-26 |
| 5 | Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2011-06-14 | 2012-02-17 |
| 6 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2011-06-07 |
| 7 | Newedge Broker Limited | Rep | Automated trading services | 2005-03-18 | 2009-07-31 | Rep | Dealing in futures contracts | 2005-03-18 | 2009-07-31 | Rep | Dealing in securities | 2005-03-18 | 2009-07-31 |
| 8 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2011-06-07 | Rep | Dealing in securities | 2008-10-13 | 2011-06-07 |
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