Lam, Tsz Leung (SFC:BJS144) 林子良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2019-08-15 | 2020-09-04 | Rep | Advising on corporate finance | 2019-09-06 | 2020-09-04 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2019-08-15 | 2020-09-04 | Rep | Advising on securities | 2019-09-06 | 2020-09-04 |
| 3 | CEB International Capital Corporation Limited | Rep | Advising on securities | 2020-09-18 | 2023-12-05 | Rep | Dealing in securities | 2020-09-18 | 2023-12-05 |
| 4 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2024-06-04 | |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2024-02-19 | Rep | Dealing in securities | 2024-02-19 |
| 6 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-13 | 2019-07-26 |
| 7 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-13 | 2019-07-26 |
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