Wu, Huey-Ming 吳慧明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CTBC Asia Limited | Rep | Dealing in securities | 2006-02-16 | 2006-06-16 | RO | Advising on securities | 2006-06-16 | 2008-05-10 | RO | Dealing in securities | 2006-06-16 | 2008-05-10 |
| 2 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2005-04-25 | 2005-11-15 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-05-24 | 2019-04-04 | RO | Dealing in securities | 2019-04-04 |
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