Wong, Koon Po 黃觀保
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-10-04 | 2014-04-17 | Rep | Dealing in futures contracts | 2013-06-20 | 2014-04-17 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-10-04 | 2013-08-31 | Rep | Dealing in securities | 2011-10-04 | 2013-08-31 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-03-31 | 2006-10-31 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2006-07-04 | 2006-10-31 | Rep | Dealing in futures contracts | 2006-07-04 | 2006-10-31 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-12-01 | 2008-03-20 |
| 6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-03-01 | 2008-03-20 |
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