McMurtray, Nathan Noel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2005-04-07 | 2008-11-21 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-04-07 | 2008-11-21 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-08-01 | 2018-02-02 |
| 4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2017-08-01 | 2018-02-02 |
| 5 | CLSA LIMITED | Rep | Advising on securities | 2017-08-01 | 2018-02-02 |
| 6 | CLSA LIMITED | Rep | Dealing in securities | 2017-08-01 | 2018-02-02 |
| 7 | CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2018-02-02 | |
| 8 | CITIC Securities (Hong Kong) Limited | RO | Advising on securities | 2018-02-02 | |
| 9 | CLSA LIMITED | RO | Dealing in securities | 2018-02-02 | |
| 10 | CLSA LIMITED | RO | Advising on securities | 2018-02-02 | 2021-07-28 |
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