Siu, Ivan Hau Yep 邵厚業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2005-04-01 | 2005-04-25 | Rep | Dealing in securities | 2005-04-01 | 2005-04-25 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2010-05-24 | 2010-08-11 | Rep | Advising on securities | 2010-05-24 | 2010-08-11 | Rep | Dealing in securities | 2010-05-24 | 2010-08-11 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-05-17 | 2005-08-25 | Rep | Advising on securities | 2005-05-17 | 2005-08-25 | Rep | Dealing in securities | 2005-05-17 | 2005-08-25 |
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