Kwok, Man Yu (SFC:ALY348) 郭敏瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-04-23 | 2005-08-15 |
| 2 | CMC Markets Asia Limited | Rep | Leveraged foreign exchange trading | 2005-08-25 | 2006-12-15 | Rep | Leveraged foreign exchange trading | 2007-06-21 | 2008-11-30 |
| 3 | Gain Capital - Forex.com Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2009-08-24 | 2011-02-25 | RO | Leveraged foreign exchange trading | 2011-02-25 | 2011-10-10 |
| 4 | HAI Cloud Exchange (HK) Limited | RO | Dealing in securities | 2018-08-16 | RO | Leveraged foreign exchange trading | 2018-08-16 |
| 5 | HGNH International Forex Co., Limited | RO | Leveraged foreign exchange trading | 2016-03-31 | 2017-04-07 |
| 6 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2016-07-11 | 2017-04-07 |
| 7 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2016-07-11 | 2017-04-07 |
| 8 | MF Global Foreign Exchange HK Limited | Rep | Leveraged foreign exchange trading | 2007-01-29 | 2007-04-30 |
| 9 | Saxo Capital Markets HK Limited | Rep | Leveraged foreign exchange trading | 2013-08-23 | 2014-01-30 | Rep | Dealing in futures contracts | 2013-08-23 | 2014-06-30 | Rep | Dealing in securities | 2013-08-23 | 2014-06-30 | RO | Leveraged foreign exchange trading | 2014-01-30 | 2014-06-30 |
| 10 | Swissquote Asia Limited | Rep | Leveraged foreign exchange trading | 2014-08-14 | 2014-10-21 | RO | Leveraged foreign exchange trading | 2014-10-21 | 2016-02-25 |
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