Chang, Jui-Wen 張瑞紋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-14 | 2008-12-15 | Rep | Dealing in securities | 2007-06-14 | 2008-12-15 |
2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-04-23 | 2007-05-17 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-04-23 | 2007-05-17 |
4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-05 | 2008-12-15 | Rep | Dealing in securities | 2008-06-05 | 2008-12-15 | Rep | Advising on futures contracts | 2008-06-24 | 2008-12-15 | Rep | Advising on securities | 2008-06-24 | 2008-12-15 |
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