Ma, Sing (SFC:ALY498) 馬昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Babel Asset Management (HK) Limited | Rep | Advising on securities | 2021-01-12 | 2022-05-18 | Rep | Asset management | 2021-01-12 | 2022-05-18 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2006-06-17 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2006-06-17 |
| 4 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-29 | 2006-06-17 |
| 5 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-04-29 | 2006-06-17 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2022-09-21 | 2023-03-03 | Rep | Asset management | 2022-09-21 | 2023-03-03 | Rep | Dealing in securities | 2022-11-18 | 2023-03-03 |
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