Liu, Shih-Chi 劉世祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA Global Asset Management Limited | RO | Advising on securities | 2016-07-13 | 2017-01-31 | RO | Asset management | 2016-07-13 | 2017-01-31 |
| 2 | Changjiang Asset Management (HK) Limited | Rep | Advising on securities | 2014-05-02 | 2015-07-03 | Rep | Asset management | 2014-05-02 | 2015-07-03 |
| 3 | Golden K2 Securities Limited | Rep | Dealing in securities | 2018-07-03 | 2019-10-31 |
| 4 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-19 | 2011-02-18 |
| 5 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2008-06-19 | 2010-06-19 |
| 6 | LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2019-11-20 | 2019-12-05 | RO | Asset management | 2019-12-05 | RO | Advising on securities | 2020-06-05 |
| 7 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Advising on securities | 2019-11-20 | 2019-12-05 | Rep | Dealing in securities | 2019-11-20 | 2024-01-15 | RO | Advising on securities | 2019-12-05 | 2024-01-15 |
| 8 | Maxcess Capital Limited | Rep | Advising on securities | 2017-02-16 | 2017-03-09 | Rep | Asset management | 2017-02-16 | 2017-03-09 | RO | Advising on securities | 2017-03-09 | 2019-10-31 | RO | Asset management | 2017-03-09 | 2019-10-31 |
| 9 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-04-28 | 2007-10-04 | RO | Dealing in securities | 2007-10-04 | 2008-03-19 |
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