Shen, Jen-Der 沈振德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOSC International Company Limited | Rep | Advising on corporate finance | 2017-07-07 | 2017-09-24 | Rep | Dealing in securities | 2017-07-07 | 2017-09-24 |
| 2 | BS SECURITIES LIMITED | RO | Dealing in securities | 2019-06-18 | 2020-03-03 |
| 3 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2020-03-25 | 2022-05-01 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-05-04 | 2006-07-21 | Rep | Advising on corporate finance | 2012-07-19 | 2014-05-21 | Rep | Dealing in securities | 2012-07-19 | 2015-03-30 | RO | Advising on corporate finance | 2014-05-21 | 2015-12-01 | RO | Dealing in securities | 2015-03-30 | 2015-12-01 |
| 5 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2015-12-21 | 2016-02-23 | RO | Advising on corporate finance | 2016-02-23 | 2017-05-31 | RO | Dealing in securities | 2016-05-13 | 2017-05-31 |
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