Lee, Chun Sing (SFC:ALY891) 李振聲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2007-04-20 | 2008-04-11 | Rep | Asset management | 2007-04-20 | 2008-04-11 | Rep | Dealing in securities | 2007-04-20 | 2008-04-11 |
| 2 | EFG Asset Management (HK) Limited | RO | Advising on securities | 2013-05-16 | 2019-07-07 | RO | Asset management | 2013-05-16 | 2019-07-07 | RO | Dealing in securities | 2013-05-16 | 2019-07-07 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2005-05-03 | 2007-03-15 | Rep | Asset management | 2005-05-03 | 2007-03-15 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2005-05-03 | 2007-03-15 |
| 5 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2008-06-03 | 2008-09-08 | Rep | Asset management | 2008-06-03 | 2008-09-08 | Rep | Dealing in securities | 2008-06-03 | 2008-09-08 | RO | Advising on securities | 2008-09-08 | 2011-08-16 | RO | Asset management | 2008-09-08 | 2011-08-16 | RO | Dealing in securities | 2008-09-08 | 2011-08-16 |
| 6 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2008-06-03 | 2008-09-08 | Rep | Asset management | 2008-06-03 | 2008-09-08 | Rep | Dealing in securities | 2008-06-03 | 2008-09-08 | RO | Advising on securities | 2008-09-08 | 2011-08-16 | RO | Asset management | 2008-09-08 | 2011-08-16 | RO | Dealing in securities | 2008-09-08 | 2011-08-16 |
| 7 | MAP Partners Limited | RO | Advising on securities | 2019-11-05 | RO | Asset management | 2019-11-05 |
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