Yin, Alec Hao Chi 殷浩杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-05-11 | 2011-07-18 |
| 2 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-09-29 | |
| 3 | CMB International Global Markets Limited | Rep | Dealing in securities | 2021-09-17 | 2022-09-29 | RO | Advising on securities | 2022-09-29 | RO | Dealing in securities | 2022-09-29 |
| 4 | CMB International Securities Limited | Rep | Advising on securities | 2019-02-19 | 2023-03-15 | Rep | Dealing in securities | 2019-02-19 | 2023-03-15 | RO | Advising on securities | 2023-03-15 | RO | Dealing in securities | 2023-03-15 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-11-09 | 2014-11-07 |
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