Herman, Greg
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-05-09 | 2005-05-22 | Rep | Dealing in securities | 2005-08-01 | 2005-08-07 | Rep | Dealing in securities | 2009-04-17 | 2009-07-17 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2005-05-09 | 2005-05-22 | Rep | Dealing in futures contracts | 2005-08-01 | 2005-08-07 | Rep | Dealing in futures contracts | 2009-04-17 | 2009-07-17 |
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