Wong, Susanna Ling Sze 王玲思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-05-09 | 2008-11-07 | Rep | Dealing in securities | 2008-05-09 | 2008-11-07 | Rep | Advising on securities | 2012-11-27 | 2014-02-28 | Rep | Dealing in securities | 2012-11-27 | 2014-02-28 | Rep | Asset management | 2013-02-15 | 2014-02-28 |
2 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2012-11-27 | 2014-02-28 | Rep | Asset management | 2013-02-15 | 2014-02-28 |
3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-05-09 | 2008-11-07 | Rep | Dealing in securities | 2008-05-09 | 2008-11-07 | Rep | Advising on securities | 2012-11-27 | 2014-02-28 | Rep | Dealing in securities | 2012-11-27 | 2014-02-28 | Rep | Asset management | 2013-02-15 | 2014-02-28 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-05-11 | 2006-03-01 |
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