Wong, Susanna Ling Sze 王玲思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-05-11 | 2006-03-01 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-05-09 | 2008-11-07 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2008-05-09 | 2008-11-07 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-05-09 | 2008-11-07 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-09 | 2008-11-07 |
| 6 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-11-27 | 2014-02-28 |
| 7 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2012-11-27 | 2014-02-28 |
| 8 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2012-11-27 | 2014-02-28 |
| 9 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2012-11-27 | 2014-02-28 |
| 10 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-11-27 | 2014-02-28 |
| 11 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2013-02-15 | 2014-02-28 |
| 12 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Asset management | 2013-02-15 | 2014-02-28 |
| 13 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2013-02-15 | 2014-02-28 |
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