Cheng, Kenneth (SFC:ALZ685) 鄭甘霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-08-01 | 2011-08-13 | Rep | Asset management | 2007-08-01 | 2011-08-13 |
| 2 | FT Securities Limited | Rep | Dealing in securities | 2005-11-17 | 2006-09-25 | Rep | Advising on futures contracts | 2005-12-09 | 2006-09-25 | Rep | Dealing in futures contracts | 2005-12-09 | 2006-09-25 | Rep | Advising on futures contracts | 2006-10-31 | 2007-07-07 | Rep | Dealing in futures contracts | 2006-10-31 | 2007-07-07 | Rep | Dealing in securities | 2006-10-31 | 2007-07-07 |
| 3 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-05-17 | 2005-10-14 |
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