Lo, Gilbert Yiu Tong 羅耀棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-31 | 2007-08-04 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-10-31 | 2007-08-04 |
| 3 | HALCYON SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-15 | 2014-10-03 |
| 4 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2005-05-18 | 2005-10-07 |
| 5 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2012-06-29 | 2012-09-25 |
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