Lloyd, Ailsa Kuen Alice
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-05-31 | 2011-08-04 | Rep | Advising on securities | 2005-05-31 | 2011-08-04 | Rep | Dealing in securities | 2005-05-31 | 2011-08-04 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-05-31 | 2011-08-04 | Rep | Advising on securities | 2005-05-31 | 2011-08-04 | Rep | Dealing in securities | 2005-05-31 | 2011-08-04 |
| 3 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2013-11-04 | 2015-05-18 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-09-21 | 2019-05-04 | Rep | Advising on securities | 2015-09-21 | 2019-05-04 | Rep | Dealing in securities | 2015-09-21 | 2019-05-04 |
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