Wong, Molly Hoi Yin 黃海燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-10-27 | 2006-03-28 |
| 2 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-06-30 | 2006-03-28 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-05-15 | 2007-04-19 | Rep | Dealing in securities | 2006-05-15 | 2007-04-19 | Rep | Advising on futures contracts | 2006-05-26 | 2007-04-19 | Rep | Advising on securities | 2006-05-26 | 2007-04-19 |
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