Au-Yeung, Wai Yee 歐陽惠頤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-06-06 | 2006-06-09 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2006-06-15 | 2008-10-22 | Rep | Dealing in securities | 2006-06-15 | 2008-10-22 |
| 3 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2009-08-24 | 2009-09-01 |
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