Kelly, Patrick Cahill
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-07-07 | 2017-08-17 | Rep | Dealing in futures contracts | 2017-07-07 | 2017-08-17 | Rep | Dealing in securities | 2017-07-07 | 2017-08-17 | RO | Advising on securities | 2017-08-17 | 2022-09-09 | RO | Dealing in futures contracts | 2017-08-17 | 2022-09-09 | RO | Dealing in securities | 2017-08-17 | 2022-09-09 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2017-07-07 | 2017-08-17 | Rep | Dealing in securities | 2017-07-07 | 2017-08-17 | RO | Automated trading services | 2017-08-17 | 2022-09-09 | RO | Dealing in securities | 2017-08-17 | 2022-09-09 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-06-10 | 2013-12-27 | Rep | Dealing in securities | 2013-06-10 | 2013-12-27 | RO | Automated trading services | 2013-12-27 | 2017-04-23 | RO | Dealing in futures contracts | 2013-12-27 | 2017-04-23 | RO | Dealing in securities | 2013-12-27 | 2017-04-23 |
| 4 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2022-12-15 | Rep | Dealing in futures contracts | 2022-12-15 | 2023-02-23 | Rep | Dealing in securities | 2022-12-15 | 2023-02-23 | RO | Dealing in futures contracts | 2023-02-23 | RO | Dealing in securities | 2023-02-23 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-06-14 | 2007-08-02 | Rep | Dealing in securities | 2005-06-14 | 2007-08-02 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-06-14 | 2007-08-02 | Rep | Dealing in futures contracts | 2005-06-14 | 2007-08-02 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-07-06 | 2007-08-02 |
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