Fay, Sharon Ellen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2005-07-08 | 2005-07-14 |
2 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2006-10-10 | 2006-10-13 |
3 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-04-09 | 2010-04-17 |
4 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-10-13 | 2010-10-15 |
5 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2013-03-18 | 2013-03-21 |
6 | AllianceBernstein Hong Kong Limited | Rep | Dealing in securities | 2014-02-20 | 2014-02-21 |
7 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2015-03-16 | 2015-03-18 |
8 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2019-09-16 | 2019-09-19 |
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