Ma, Anny 馬曉薇

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ANGUS MOORE LIMITED Rep Advising on securities 2008-02-06 2008-08-28
2 BCT Financial Limited Rep Advising on securities 2016-08-24
Rep Dealing in securities 2016-08-24
3 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED Rep Advising on securities 2005-07-11 2008-01-14
4 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Rep Advising on securities 2009-05-19 2009-12-07
5 Principal Investment & Retirement Services Limited Rep Dealing in securities 2014-10-10 2016-07-16
Rep Advising on securities 2015-06-25 2016-07-16

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