Tai, Germaine Wai See 戴慧詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2020-10-23 | 2023-07-24 |
2 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2012-06-13 | 2012-12-31 |
3 | LIM ADVISORS LIMITED | Rep | Asset management | 2005-06-14 | 2007-06-29 |
4 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Asset management | 2007-11-23 | 2010-11-02 | Rep | Advising on securities | 2007-12-05 | 2010-11-02 |
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