Lai, Yuen Fong (SFC:AMD159)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-10-19 | 2012-05-17 | Rep | Dealing in securities | 2011-10-19 | 2012-05-17 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-10-19 | 2012-05-17 | Rep | Dealing in securities | 2011-10-19 | 2012-05-17 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-06-22 | 2007-09-30 | Rep | Dealing in securities | 2010-01-04 | 2010-11-13 |
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