Howie, Geoffrey Raymond
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2008-03-10 | 2008-07-08 | RO | Dealing in futures contracts | 2008-07-08 | 2009-03-06 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-03-10 | 2009-03-06 |
| 3 | MF Global Hong Kong Limited | RO | Advising on futures contracts | 2005-08-26 | 2007-04-25 | RO | Dealing in futures contracts | 2005-08-26 | 2007-04-25 | Rep | Dealing in futures contracts | 2009-11-13 | 2011-01-31 |
| 4 | MF Global Securities HK Limited | RO | Advising on securities | 2005-08-26 | 2007-04-25 | RO | Dealing in securities | 2005-08-26 | 2007-04-25 |
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