Scrase, Neil John 單國雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Asset management | 2008-12-01 | 2011-01-01 | Rep | Advising on futures contracts | 2009-07-22 | 2011-01-01 | Rep | Advising on securities | 2009-07-22 | 2011-01-01 |
| 2 | City Financial Investment Company (Hong Kong) Limited | Rep | Asset management | 2013-12-04 | 2019-08-16 |
| 3 | Deltroit (Hong Kong) Limited | Rep | Asset management | 2019-08-16 | 2021-07-30 | Rep | Dealing in securities | 2020-12-28 | 2021-07-30 |
| 4 | DORIC CAPITAL CORPORATION | Rep | Advising on futures contracts | 2005-09-27 | 2006-11-07 | Rep | Advising on securities | 2005-09-27 | 2006-11-07 | Rep | Asset management | 2005-09-27 | 2006-11-07 |
| 5 | EXS Capital Asia Limited | Rep | Advising on corporate finance | 2011-08-10 | 2013-09-11 | Rep | Advising on securities | 2011-08-10 | 2013-09-11 | Rep | Asset management | 2011-08-10 | 2013-09-11 |
| 6 | Gottex Fund Management (Hong Kong) Limited | Rep | Asset management | 2006-11-29 | 2008-06-20 |
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