Ng, Anthony Wai Leung 吳煒樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Futures International Company Limited | Rep | Dealing in futures contracts | 2015-11-30 | 2017-08-31 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-08-02 | 2008-05-22 | Rep | Dealing in securities | 2005-08-02 | 2008-05-22 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-08-02 | 2008-05-22 | Rep | Dealing in futures contracts | 2005-08-02 | 2008-05-22 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-09-29 | 2009-12-14 |
| 5 | Newedge Broker Limited | Rep | Automated trading services | 2008-09-29 | 2009-07-31 | Rep | Dealing in futures contracts | 2008-09-29 | 2009-07-31 | Rep | Dealing in securities | 2008-09-29 | 2009-07-31 |
| 6 | Renaissance Capital (Hong Kong) Limited | Rep | Advising on securities | 2011-05-19 | 2011-09-26 | Rep | Dealing in securities | 2011-05-19 | 2011-09-26 |
| 7 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-09-29 | 2009-12-14 | Rep | Dealing in securities | 2008-09-29 | 2009-12-14 |
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