Ng, Kwong Man 吳光民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-05-16 | 2009-03-31 | Rep | Automated trading services | 2008-11-05 | 2009-03-31 | Rep | Dealing in futures contracts | 2008-11-05 | 2009-03-31 | Rep | Dealing in futures contracts | 2017-05-29 | 2023-01-31 | Rep | Dealing in securities | 2017-05-29 | 2023-01-31 |
2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2008-05-16 | 2008-11-24 | Rep | Dealing in futures contracts | 2008-05-16 | 2008-11-24 |
3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-05-16 | 2009-03-31 | Rep | Automated trading services | 2017-05-29 | 2019-04-08 | Rep | Dealing in securities | 2017-05-29 | 2023-01-31 |
4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2005-07-04 | 2008-03-15 |
5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2005-07-04 | 2008-03-15 | Rep | Dealing in securities | 2005-07-04 | 2008-03-15 |
6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-07-04 | 2008-03-15 |
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