Ng, Kwong Man 吳光民

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2008-05-16 2009-03-31
Rep Automated trading services 2008-11-05 2009-03-31
Rep Dealing in futures contracts 2008-11-05 2009-03-31
Rep Dealing in futures contracts 2017-05-29 2023-01-31
Rep Dealing in securities 2017-05-29 2023-01-31
2 Credit Suisse Futures (Hong Kong) Limited Rep Automated trading services 2008-05-16 2008-11-24
Rep Dealing in futures contracts 2008-05-16 2008-11-24
3 Credit Suisse Securities (Hong Kong) Limited Rep Dealing in securities 2008-05-16 2009-03-31
Rep Automated trading services 2017-05-29 2019-04-08
Rep Dealing in securities 2017-05-29 2023-01-31
4 UBS DERIVATIVES HONG KONG LIMITED Rep Dealing in futures contracts 2005-07-04 2008-03-15
5 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2005-07-04 2008-03-15
Rep Dealing in securities 2005-07-04 2008-03-15
6 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2005-07-04 2008-03-15

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