Lu, Sung-Tao 盧松濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-07-08 | 2007-08-13 | Rep | Advising on securities | 2005-07-08 | 2007-08-13 | Rep | Dealing in securities | 2005-07-08 | 2007-08-13 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-09-17 | 2009-05-18 | Rep | Advising on securities | 2007-09-17 | 2009-05-18 | Rep | Dealing in securities | 2007-09-17 | 2009-05-18 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-09-17 | 2009-05-18 | Rep | Advising on securities | 2007-09-17 | 2009-05-18 | Rep | Dealing in securities | 2007-09-17 | 2009-05-18 |
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