Sen, Arnab (SFC:AMF183)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARBOUR CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2010-09-22 | 2021-11-09 |
| 2 | HSZ (HONG KONG) LIMITED | Rep | Advising on securities | 2007-01-02 | 2008-06-30 | Rep | Asset management | 2007-01-02 | 2008-06-30 |
| 3 | Nezu Asia Capital Management Limited | Rep | Asset management | 2008-08-04 | 2010-03-25 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2005-07-15 | 2006-07-18 | Rep | Dealing in securities | 2005-07-15 | 2006-07-18 |
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