Chan, Rebecca Wai Ying (SFC:AMF214) 陳慧瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2005-07-06 | 2006-04-28 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2014-04-25 | Rep | Advising on securities | 2012-01-13 | 2014-04-25 | Rep | Dealing in securities | 2012-01-13 | 2014-04-25 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-05-09 | 2007-03-30 | Rep | Dealing in securities | 2006-05-25 | 2007-03-30 |
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