So, Ignatius Hon Wai 蘇漢煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGUS MOORE LIMITED | Rep | Advising on securities | 2006-03-28 | 2006-12-16 | RO | Advising on securities | 2006-12-16 | 2009-08-31 |
| 2 | CASH Wealth Management Limited | Rep | Asset management | 2011-12-13 | 2012-10-10 | Rep | Dealing in securities | 2011-12-13 | 2012-10-10 |
| 3 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-08-24 | 2006-03-06 |
| 4 | Hanyuanyongchang International Limited | Rep | Advising on securities | 2021-05-05 | 2021-06-16 | RO | Advising on securities | 2021-06-16 | 2023-03-28 | RO | Dealing in securities | 2021-06-16 | 2023-03-28 | RO | Asset management | 2021-08-11 | 2023-03-28 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2010-12-02 | 2011-06-27 | Rep | Dealing in securities | 2010-12-02 | 2011-06-27 |
| 6 | KAI WO ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-03-03 | 2020-10-30 | RO | Asset management | 2020-03-03 | 2020-10-30 |
| 7 | Redford Asset Management Limited | Rep | Asset management | 2010-07-15 | 2010-10-04 |
| 8 | Tiger Securities Asset Management Company Limited | RO | Advising on securities | 2017-01-04 | 2019-07-10 | RO | Asset management | 2017-01-04 | 2019-07-10 | RO | Dealing in securities | 2017-01-04 | 2019-07-10 |
| 9 | Zhifu International Asset Management (HK) Limited | RO | Advising on securities | 2021-02-01 | 2021-04-30 | RO | Asset management | 2021-02-01 | 2021-04-30 |
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