Shi, Lin (SFC:AMF516) 石琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Edmond de Rothschild Asset Management (Hong Kong) Limited | Rep | Asset management | 2009-06-22 | 2011-08-31 |
| 2 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2014-07-10 | 2017-03-15 | Rep | Asset management | 2014-07-10 | 2017-03-15 |
| 3 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2014-07-10 | 2017-03-15 | Rep | Advising on securities | 2014-07-10 | 2017-03-15 | Rep | Asset management | 2014-07-10 | 2017-03-15 |
| 4 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2014-07-10 | 2017-03-15 | Rep | Advising on securities | 2014-07-10 | 2017-03-15 | Rep | Asset management | 2014-07-10 | 2017-03-15 |
| 5 | Legg Mason Asset Management Hong Kong Limited | Rep | Asset management | 2011-10-21 | 2014-04-30 | Rep | Dealing in securities | 2011-10-21 | 2014-04-30 |
| 6 | Legg Mason International Equities (Hong Kong) Limited | Rep | Asset management | 2011-10-21 | 2014-04-30 | Rep | Dealing in securities | 2011-10-21 | 2014-04-30 |
| 7 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2005-07-12 | 2007-08-27 |
| 8 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2007-11-12 | 2008-12-01 |
| 9 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-03-02 | 2009-05-11 |
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