Sun, Xiaowen (SFC:BJR647) 孫小文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2022-03-24 | Rep | Dealing in futures contracts | 2022-03-24 | Rep | Dealing in securities | 2022-03-24 |
| 2 | HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2017-06-19 | 2018-03-02 |
| 3 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2017-06-19 | 2018-03-02 |
| 4 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2017-06-19 | 2018-03-02 |
| 5 | Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2020-06-23 | 2021-11-05 |
| 6 | LUZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-04-10 | 2020-04-30 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2018-04-12 | 2019-03-01 |
| 8 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2018-04-12 | 2019-03-01 |
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