Ng, Alan Chi Chung 吳智聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-03-23 | 2009-07-03 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-03-06 | 2009-07-03 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2009-07-03 |
| 4 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-03-23 | 2009-07-03 |
| 5 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-09-08 | 2009-07-03 |
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